Vernon K. Nicholson

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TYLER, TX 75701

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CRD#: 1186994

Professional summary

Vernon Kent Nicholson is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Tyler, Texas.

Vernon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Vernon has worked at 2 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIXED INSURANCE; NIELDSON INSURANCE GROUP - 12/2009. LIFE, HEALTH, CASUALTY INSURANCE COMPANY SELLING DIFFERENT PRODUCTS FROM CARRIERS. 60HRS/WK, MANAGER;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vernon Kent Nicholson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2011 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 3300 South Broadway Suite 205, Tyler, TX 75701

RIA

CRD#: 109701

TYLER, TX

Past

October 31, 1983 - December 31, 1990

PFS INVESTMENTS INC.

CRD#: 10111

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/11/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/9/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/9/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/22/1988

Investment Company Products/Variable Contracts Principal Examination

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Vernon K. Nicholson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vernon Kent Nicholson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/9/2011

Series 63

Date: 9/8/1983

Series 6

Date: 9/9/1983

Series 26

Date: 9/22/1988

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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