Daryll A. Strahl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daryll Anne Strahl, who also goes by Daryll Anne Laplante, Daryll Franks Laplante, was a registered financial professional .
Daryll is a previously registered financial professional and started their career in finance in 1983. Daryll had worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 1988 - February 1, 1989
CENTURY FINANCIAL SECURITIES, INC.
September 1, 1988 - October 29, 1988
BRENNAN ROSS SECURITIES, INC.
June 5, 1987 - June 24, 1988
SECURITIES USA, INC.
June 21, 1985 - May 20, 1987
BLINDER, ROBINSON & CO., INC.
July 26, 1984 - December 28, 1984
WAINWRIGHT, AUSTIN, STONE & CO.
September 13, 1983 - November 22, 1983
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTURY FINANCIAL SECURITIES, INC.
CRD#: 15280 / SEC#: , 8-32195
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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