Martin S. Sands
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Scott Sands was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1983. Martin had worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2009 - December 14, 2010
LANE CAPITAL MARKETS LLC
March 2, 2009 - March 4, 2009
LAIDLAW & COMPANY (UK) LTD.
November 29, 2004 - October 11, 2017
SANDS BROTHERS ASSET MANAGEMENT LLC
July 23, 2003 - June 20, 2008
LAIDLAW & COMPANY (UK) LTD.
October 30, 1990 - October 11, 2005
SANDS BROTHERS & CO., LTD.
April 15, 1988 - December 14, 1990
RODMAN & RENSHAW INC.
August 22, 1985 - April 26, 1988
KUHNS BROTHERS & LAIDLAW, INC.
March 22, 1984 - July 25, 1985
CIBC WORLD MARKETS CORP.
September 23, 1983 - March 21, 1984
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/28/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LANE CAPITAL MARKETS LLC
CRD#: 115358 / SEC#: , 8-53507
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
