William R. Anderson

EASTGATE CAPITAL ADVISORS LLC

Winnetka, IL 60093

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CRD#: 1186876

Professional summary

William Russell Anderson is a registered financial advisor currently at EASTGATE CAPITAL ADVISORS LLC located in Winnetka, Illinois.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. William has worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LAKE SHORE UNITARIAN SOCIETY 620 LINCOLN AVENUE WINNETKA IL 60093 INVESTMENT MANAGER OVERSEE INVESTMENT PORTFOLIO SINCE 03/2008 HOME REPAIR BUSINESS 2139 ELMWOOD AVENUE WILMETTE IL 60091 MICELLANEOUS HOME REPAIRS NOT INVESTMENT RELATED 20 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Russell Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2017 - Present

EASTGATE CAPITAL ADVISORS LLC

Office #1: 560 Green Bay Road Suite 101, Winnetka, IL 60093

RIA

CRD#: 220511

Winnetka, IL

Past

September 20, 2007 - April 3, 2008

ABN AMRO INCORPORATED

CRD#: 15776

CHICAGO, IL

Past

June 6, 2007 - September 25, 2007

LASALLE FINANCIAL SERVICES, INC.

RIA

CRD#: 20373

CHICAGO, IL

Past

February 15, 2007 - September 25, 2007

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

April 30, 1999 - February 4, 2003

AON SECURITIES LLC

CRD#: 4138

CHICAGO, IL

Past

October 3, 1983 - February 10, 1990

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EASTGATE CAPITAL ADVISORS LLC

CRD#: 220511 / SEC#: 801-130038

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

Illinois

Registered Investment Advisory firm - (6/21/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/4/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/1/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/14/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/30/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EASTGATE CAPITAL ADVISORS LLC

CRD#: 220511 / SEC#: 801-130038

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

Illinois

Registered Investment Advisory firm - (6/21/2024 Terminated)

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Contact information

Main Address

560 Green Bay Road Suite 101, Winnetka, IL 60093

Mailing Address

Phone number

(312) 690-4900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EASTGATE CAPITAL ADVISORS ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	269
AUM (Assets Under Management)	$ 263,018,259

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/19/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William R. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Russell Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ABN AMRO INCORPORATED

LASALLE FINANCIAL SERVICES, INC.

LASALLE FINANCIAL SERVICES, INC.

AON SECURITIES LLC

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

EASTGATE CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2007

Series 63

Date: 7/1/1999

Series 7

Date: 2/14/2007

Series 6

Date: 9/30/1983

Current Firm

EASTGATE CAPITAL ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EASTGATE CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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