Paul D. Kelly

VIRTU AMERICAS LLC

New York, NY 10019

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CRD#: 1186800

Professional summary

Paul David Kelly JR is a registered financial professional currently at VIRTU AMERICAS LLC located in New York, New York.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1983. Paul has worked at 14 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul David Kelly JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2011 - Present

VIRTU AMERICAS LLC

Office #1: 1633 Broadway 41st Fl, New York, NY 10019

CRD#: 149823

New York, NY

Past

May 15, 2009 - January 3, 2011

KNIGHT DIRECT LLC

CRD#: 135924

JERSEY CITY, NJ

Past

August 24, 2006 - December 31, 2010

KNIGHT CAPITAL MARKETS LLC

CRD#: 38379

JERSEY CITY, NJ

Past

December 5, 2002 - November 8, 2012

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

JERSEY CITY, NJ

Past

April 15, 2002 - October 15, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 20, 1999 - October 16, 2002

HERZOG, HEINE, GEDULD, LLC

CRD#: 2186

NEW YORK, NY

Past

December 22, 1998 - September 3, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

December 3, 1990 - June 17, 1998

OSCAR GRUSS & SON INCORPORATED

CRD#: 2091

NEW YORK, NY

Past

January 12, 1988 - December 14, 1990

LABRANCHE FINANCIAL SERVICES, LLC

CRD#: 7432

NEW YORK, NY

Past

April 21, 1987 - January 16, 1988

CITICORP SECURITIES SERVICES, INC.

CRD#: 15387

Past

July 1, 1986 - April 1, 1987

FLEET BROKERAGE SECURITIES, INC.

CRD#: 7313

Past

February 20, 1985 - June 14, 1985

R.B. MARICH, INC.

CRD#: 13227

Past

August 10, 1984 - February 14, 1985

NIELSON AND CLARK INC.

CRD#: 13508

Past

September 26, 1983 - August 13, 1984

WALFORD, DEMARET & CO., INC.

CRD#: 7985

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(6/22/2012)

New York
(6/22/2012)

Oregon
(7/11/2012)

Exams

State Security Law Exam

Series 63

Date: 12/13/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 11/16/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/17/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/19/2004

General Securities Principal Examination

SRO Registrations

24X National Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq MRX, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

VIRTU AMERICAS LLC

KCG AMERICAS LLC | VIRTU AMERICAS LLC | KNIGHT EXECUTION & CLEARING SERVICES LLC | KNIGHT CLEARING SERVICES LLC | KNIGHT CAPITAL AMERICAS LLC

CRD#: 149823 / SEC#: , 8-68193

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1633 Broadway 41st Floor, New York, NY 10019

Mailing Address

1633 Broadway 41st Floor, New York, NY 10019

Phone number

(646) 682-6000

Established

Delaware since 02/06/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
VIRTU STRATEGIC HOLDINGS LLC.	OWNER
CAVOLI, STEPHEN JOHN	CEO	4468202
MILLER, JUSTIN WADE	CHIEF COMPLIANCE OFFICER	6418036
RUPPRECHT, NICHOLAS ANDREW	PRINCIPAL OPERATIONS OFFICER	5790389
SULLIVAN, JOHN GERALD	FINOP	4330347

Disclosures

Regulatory Event	57
Civil Event	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul D. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul David Kelly JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

KNIGHT DIRECT LLC

KNIGHT CAPITAL MARKETS LLC

KNIGHT CAPITAL AMERICAS, L.P.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HERZOG, HEINE, GEDULD, LLC

UBS FINANCIAL SERVICES INC.

OSCAR GRUSS & SON INCORPORATED

LABRANCHE FINANCIAL SERVICES, LLC

CITICORP SECURITIES SERVICES, INC.

FLEET BROKERAGE SECURITIES, INC.

R.B. MARICH, INC.

NIELSON AND CLARK INC.

WALFORD, DEMARET & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/13/1983

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 11/16/1999

Series 7

Date: 9/17/1983

Series 24

Date: 4/19/2004

24X National Exchange LLC

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe C2 Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

Long-Term Stock Exchange, Inc.

MEMX LLC

MIAX PEARL, LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

NYSE Texas, Inc.

Nasdaq BX, Inc.

Nasdaq GEMX, LLC

Nasdaq ISE, LLC

Nasdaq MRX, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

VIRTU AMERICAS LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VIRTU AMERICAS LLC

TRUST BUT VERIFY

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