William B. Melrose
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Bruce Melrose, who also goes by William B Melrose, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1987. William had worked at 11 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2012 - October 30, 2015
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
November 3, 2009 - February 17, 2011
NEWEDGE USA, LLC
March 19, 2007 - September 13, 2007
COUNTRYWIDE SECURITIES CORPORATION
September 23, 1998 - March 28, 2007
PNC CAPITAL MARKETS LLC
January 29, 1997 - April 3, 1998
HSBC SECURITIES (USA) INC.
November 24, 1995 - January 16, 1997
PERSHING LLC
November 21, 1989 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
November 21, 1989 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
November 21, 1989 - November 10, 1995
LEHMAN BROTHERS INC.
September 1, 1988 - July 27, 1989
S.G. WARBURG & CO. INC.
July 16, 1987 - September 1, 1988
S.G. WARBURG SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRD#: 30107 / SEC#: , 8-44744
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET GLOBAL ADVISORS, INC. | PARENT CORPORATION | |
| ALBERICI, MARK F | DIRECTOR | 3223458 |
| AMOA, APEAWUSU K | DIRECTOR | 7711546 |
| BONDS MAZZA, ALLISON HATHHORN | PRESIDENT AND DIRECTOR | 4439495 |
| CORBETT, TIMOTHY PAUL | DIRECTOR | |
| FERRARELLI, JAMES | DIRECTOR | 6961735 |
| LAPORTA, JEANNE MARIE | DIRECTOR & CHAIRWOMAN | 5946908 |
| TENORIO, EDITHA V | CHIEF FINANCIAL OFFICER | 6755490 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
| TUCKER, JOHN A | DIRECTOR | 7000761 |
Disclosures
| Regulatory Event | 17 |
Red Flags
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