Stephen Paul Florio
Professional Summary
Stephen Paul Florio, who also goes by Flo Florio, Florio Paul Stephen, is a registered financial advisor currently at ROSSBY FINANCIAL, LLC located in Melbourne, Florida. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Stephen has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Flo Florio, Florio Paul Stephen
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
43 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AP CAPITAL ADVISORY LLC | WINDWARD FINANCIAL STRATEGIES | TRUCESS | TOLER FINANCIAL GROUP | THE ALAN R JOYCE COMPANY LLC | SEQUENCE ASSET MANAGEMENT | ROSSBY WEALTH, LLC | ROSSBY FINANCIAL, LLC | REYMAR WEALTH MANAGEMENT | RED OAK ADVISORS | RANDOLPH MARTIN RETIREMENT GROUP | PRAIRE OAK WEALTH | OSBORN WEALTH MANAGEMENT | OLEADA FINANCIAL | OAK STREAM INVESTMENT ADVISORS | MARSICO WEALTH MANAGEMENT, LLC | LYON FINANCIAL SERVICES | LIFE STRATEGIES FINANCIAL PARTNERS | FINANCIAL STRATEGIES OF AMELIA | EVIE FINANCIAL
Contact Information
Main Address
2412 Irwin Street, Melbourne, FL 32901Phone Number
(321) 209-0111# of Employees
7SEC notice filing (35 States and Territories)
Registered to provide investment advisory services in 35 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
3,910AUM (Assets Under Management)
$854,779,566Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AP CAPITAL ADVISORY LLC | WINDWARD FINANCIAL STRATEGIES | TRUCESS | TOLER FINANCIAL GROUP | THE ALAN R JOYCE COMPANY LLC | SEQUENCE ASSET MANAGEMENT | ROSSBY WEALTH, LLC | ROSSBY FINANCIAL, LLC | REYMAR WEALTH MANAGEMENT | RED OAK ADVISORS | RANDOLPH MARTIN RETIREMENT GROUP | PRAIRE OAK WEALTH | OSBORN WEALTH MANAGEMENT | OLEADA FINANCIAL | OAK STREAM INVESTMENT ADVISORS | MARSICO WEALTH MANAGEMENT, LLC | LYON FINANCIAL SERVICES | LIFE STRATEGIES FINANCIAL PARTNERS | FINANCIAL STRATEGIES OF AMELIA | EVIE FINANCIAL
State Registrations and Notice Filings
(4/29/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Stephen Paul Florio's CRS (Customer Relationship Summary).
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