Thomas H. Williams
Professional summary
Thomas Hudson Williams, who also goes by Tommy Williams, is a registered financial professional currently at INTEGRITY CAPITAL, LLC located in Fort Wayne, Indiana.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1983. Thomas has worked at 14 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Hudson Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2025 - Present
INTEGRITY CAPITAL, LLC
Office #1: 888 S Harrison St., Suite 900, Fort Wayne, IN 46802March 15, 2019 - January 31, 2025
FIRST PALLADIUM, LLC
July 13, 2017 - December 4, 2017
MERCAP SECURITIES, LLC
April 9, 2014 - May 31, 2017
THE LEADERS GROUP, INC.
September 3, 2013 - April 10, 2014
CETERA WEALTH SERVICES, LLC
September 20, 2012 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
April 9, 2010 - August 23, 2012
SECURIAN FINANCIAL SERVICES, INC.
December 4, 2007 - March 29, 2010
KESTRA INVESTMENT SERVICES, LLC
January 13, 2004 - June 1, 2007
THE LEADERS GROUP, INC.
September 17, 2002 - October 7, 2003
P.J. ROBB VARIABLE, LLC
September 9, 1998 - April 30, 2002
THE LEADERS GROUP, INC.
December 15, 1989 - January 26, 1999
SECURIAN FINANCIAL SERVICES, INC.
November 19, 1989 - December 19, 1989
OSAIC WEALTH, INC.
April 16, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
September 16, 1986 - January 29, 1987
PLANVEST CAPITAL CORPORATION
January 27, 1986 - September 18, 1986
PILOT FINANCIAL SERVICES, INC.
December 21, 1983 - January 30, 1986
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/30/2025)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
INTEGRITY CAPITAL, LLC
CRD#: 285198 / SEC#: , 8-69829
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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Company Information
INTEGRITY CAPITAL, LLC
CRD#: 285198Fort Wayne, IN 46802TRUST BUT VERIFY
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