Frank J. Somma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank John Somma was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1983. Frank had worked at 6 firms and has passed the Series 63, Series 000 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2008 - February 7, 2011
INTE SECURITIES LLC
January 10, 2006 - November 3, 2006
BUCKMAN, BUCKMAN & REID, INC.
January 12, 1993 - October 11, 2004
INVESTEX SECURITIES GROUP, INC.
June 29, 1990 - November 27, 1991
GRUNTAL & CO., L.L.C.
November 30, 1983 - December 6, 1988
NATIONAL FINANCIAL SERVICES LLC
November 17, 1983 - May 7, 1988
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 000
Date: 2/10/1961
General Securities Principal ExaminationCurrent Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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