Steven J. Niemczyk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven J Niemczyk, who also goes by Steven John Niemczyk, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1983. Steven had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2016 - January 22, 2024
LSH PARTNERS SECURITIES LLC
November 3, 2015 - December 1, 2016
LOEB PARTNERS CORPORATION
August 12, 2009 - September 8, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 2006 - July 9, 2009
UBS SECURITIES LLC
November 20, 2001 - July 21, 2006
MORGAN STANLEY & CO. LLC
August 1, 1990 - November 15, 2001
LAZARD FRERES & CO. LLC
January 18, 1989 - July 9, 1990
BLACKSTONE SECURITIES PARTNERS L.P.
September 21, 1983 - May 11, 1988
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
LSH PARTNERS SECURITIES LLC
CRD#: 284952 / SEC#: , 8-69817
Contact information
FINRA licenses (39 States and Territories)
Documents
Red Flags
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