Paul J. Callahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Joseph Callahan was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1983. Paul had worked at 17 firms and has passed the Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2019 - November 1, 2019
THE WILLIAMS CAPITAL GROUP, L.P.
November 20, 2018 - November 27, 2018
BREAN CAPITAL, LLC
July 20, 2018 - November 30, 2018
HUNT FINANCIAL SECURITIES
May 24, 2017 - January 5, 2018
MAXIM GROUP LLC
August 16, 2013 - January 3, 2017
MIZUHO SECURITIES USA LLC
January 3, 2012 - August 5, 2013
JANNEY MONTGOMERY SCOTT LLC
October 24, 2011 - December 5, 2011
MF GLOBAL INC.
May 19, 2006 - November 1, 2011
SAMCO CAPITAL MARKETS, INC.
May 9, 2005 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
September 15, 2003 - May 24, 2005
GLEACHER & COMPANY SECURITIES, INC.
February 3, 2003 - July 7, 2003
PENSON FINANCIAL SERVICES, INC.
September 27, 2001 - February 3, 2003
SERVICE ASSET MANAGEMENT COMPANY
April 30, 2001 - July 29, 2001
SAZES SECURITIES LLC
February 13, 1997 - November 16, 1999
ROBERTSON STEPHENS, INC.
April 17, 1993 - October 31, 1996
NOMURA SECURITIES INTERNATIONAL, INC.
July 15, 1987 - April 12, 1993
CITICORP SECURITIES, INC.
April 12, 1985 - July 27, 1987
AMERICAN CAPITAL CORPORATION
October 19, 1983 - January 15, 1985
SAXON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE WILLIAMS CAPITAL GROUP, L.P.
CRD#: 35149 / SEC#: , 8-46623
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WILLIAMS, CHRISTOPHER JUDSON | CHAIRMAN,CEO,LTD PARTNER | 1335377 |
| THE WILLIAMS CAPITAL GROUP, INC. | GENERAL PARTNER | |
| LEVIN, JONATHAN WILLIAM | MANAGING DIRECTOR, LTD PARTNER | 1312315 |
| CALABRISOTTO, DIANNE | LIMITED PARTNER | 1273900 |
| CALABRISOTTO, DIANNE | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 1273900 |
| CALABRISOTTO, DIANNE | CCO, CAO | |
| CALABRISOTTO, DIANNE | CHIEF OPERATING OFFICER | 1273900 |
| CARL, STEPHEN JULIUS | SROP, CROP, ASSISTANT VICE PRESIDENT OF THE WILLIAMS CAPITAL GROUP, INC, THE GENERAL PARTNER OF THE WILLIAMS CAPITAL GROUP, L.P. | 1542098 |
| COARD, DAVID ANTHONY | LIMITED PARTNER | 1633685 |
| FINKELSTEIN, DAVID ANDREW | LIMITED PARTNER | 1056495 |
| WO, PATRICK C | CHIEF FINANCIAL OFFICER, FINOP | 1978566 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
