William E. Brunson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edmond Brunson was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2012 - January 4, 2021
PURSHE KAPLAN STERLING INVESTMENTS
June 24, 2003 - December 31, 2020
BRUNSON ADVISORS LLC
July 21, 2000 - October 10, 2012
INVESTORS SECURITY COMPANY, INC.
July 11, 1994 - February 25, 2000
WATERSTONE FINANCIAL GROUP, INC.
January 2, 1984 - July 13, 1994
WADDELL & REED
September 21, 1983 - October 28, 1983
INVESTACORP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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