Mitchel J. Eastman

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CRD#: 1185977

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mitchel John Eastman was a registered financial professional .

Mitchel is a previously registered financial professional and started their career in finance in 1983. Mitchel had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 3, 2017 - February 14, 2019

HARBOR WEALTH MANAGEMENT, LLC

RIA

CRD#: 153527

GREEN BAY, WI

Past

August 7, 2013 - April 20, 2015

APW CAPITAL, INC.

CRD#: 43814

GREEN BAY, WI

Past

June 14, 2013 - December 31, 2016

HARBOR WEALTH MANAGEMENT, LLC

RIA

CRD#: 153527

GREEN BAY, WI

Past

November 6, 1996 - June 12, 2013

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW FRANKEN, WI

Past

November 6, 1996 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

November 6, 1996 - June 12, 2013

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW FRANKEN, WI

Past

November 1, 1983 - November 20, 1996

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBOR WEALTH MANAGEMENT, LLC

GSC WEALTH MANAGEMENT | HARBOR WEALTH MANAGEMENT, LLC

CRD#: 153527 / SEC#: 801-86172

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

Wisconsin

Registered Investment Advisory firm - (4/21/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/24/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/27/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/20/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/28/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/30/1999

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 12/17/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

HARBOR WEALTH MANAGEMENT, LLC

GSC WEALTH MANAGEMENT | HARBOR WEALTH MANAGEMENT, LLC

CRD#: 153527 / SEC#: 801-86172

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

Wisconsin

Registered Investment Advisory firm - (4/21/2015 Terminated)

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Contact information

Main Address

727 Cormier Road Suite 101, Green Bay, WI 54303

Mailing Address

Phone number

(920) 434-5310

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARBOR WEALTH MANAGEMENT BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	1,337
AUM (Assets Under Management)	$ 362,947,912

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mitchel J. Eastman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

APW CAPITAL, INC.

HARBOR WEALTH MANAGEMENT, LLC

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

HARBOR WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/24/1999

Series 63

Date: 2/27/1984

SIE

Date: 4/20/2015

Series 7

Date: 7/8/1999

Series 6

Date: 10/28/1983

Series 24

Date: 9/30/1999

Series 26

Date: 12/17/1997

Current Firm

HARBOR WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARBOR WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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