Edward E. Lavelle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Eneas Lavelle JR., who also goes by Edward Eanas Lavelle Jr, Edward Eneas Lavelle Jr, Edward Eneas Lavelle, Eneas Edward Lavelle, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1983. Edward had worked at 15 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2024 - July 2, 2025
CREWS & ASSOCIATES, INC.
January 22, 2024 - August 13, 2024
R.J. O'BRIEN SECURITIES, LLC
August 22, 2014 - March 17, 2023
CREDIT AGRICOLE SECURITIES (USA) INC.
April 2, 2013 - July 10, 2014
RBC CAPITAL MARKETS, LLC
July 19, 2010 - November 21, 2012
UBS SECURITIES LLC
April 1, 2004 - July 21, 2010
DEUTSCHE BANK SECURITIES INC.
April 12, 2001 - April 6, 2004
NATWEST MARKETS SECURITIES INC.
March 11, 1996 - April 19, 2001
PRUDENTIAL EQUITY GROUP, LLC
June 13, 1995 - February 15, 1996
CIBC WORLD MARKETS CORP.
May 23, 1994 - June 22, 1995
CITIGROUP GLOBAL MARKETS INC.
October 20, 1989 - June 9, 1994
FLEET ENTERPRISES, INC.
August 29, 1988 - April 8, 1989
MARINE MIDLAND CAPITAL MARKETS CORP.
October 16, 1987 - September 20, 1989
HSBC BROKERAGE (USA) INC.
August 13, 1984 - October 5, 1987
LEHMAN BROTHERS INC.
September 21, 1983 - August 2, 1984
FIRST JERSEY SECURITIES, INC.
Primary Firm SEC Registration
CREWS & ASSOCIATES, INC.
CRD#: 8052 / SEC#: 801-128827, 8-24075
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREWS & ASSOCIATES, INC.
CRD#: 8052 / SEC#: 801-128827, 8-24075
Contact information
SEC notice filing (18 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREWS CORE HOLDING COMPANY | OWNER | |
| BEARDSLEY, SCOTT ARTHUR | SECRETARY OF THE BOARD | 2349866 |
| BUMPERS, JOSEPH PARROTT | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 4336359 |
| CLAY, DENNIS CHARLES | CHIEF EXECUTIVE OFFICER, DIRECTOR, EXECUTIVE COMMITTEE | 1233857 |
| JONES, JAMES STEPHEN | PRESIDENT, DIRECTOR | 502536 |
| MEYER, DAMON CHRISTIAN | CHIEF COMPLIANCE OFFICER | 4133916 |
Regulatory assets under management
| Total Number of Accounts | 336 |
| AUM (Assets Under Management) | $ 149,386,233 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
