Lynda J. Davey
Professional summary
Lynda Jane Davey, who also goes by Lynda J Davey, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Lynda is registered as a RR (Registered Representative) and started their career in finance in 1983. Lynda has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lynda Jane Davey's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 450 Lexington Ave, New York, NY 10017February 23, 1993 - February 21, 2025
AVALON SECURITIES, LTD.
December 13, 1990 - July 29, 1992
TRIBECA SECURITIES, INC.
November 1, 1988 - March 5, 1990
OCEAN SECURITIES CORPORATION
September 21, 1983 - April 7, 1988
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2025)
(4/14/2025)
(7/21/2025)
(1/20/2025)
(2/12/2025)
(12/16/2024)
(1/27/2025)
(4/14/2026)
(5/26/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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