James Hyland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Hyland, who also goes by James Gerard Hyland, James H Hyland, Jay G Hyland, Jay Genond Hyland, Jay Gerard Hyland, Jay Hyland, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1984. James had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2020 - November 18, 2020
FORTUNE FINANCIAL SERVICES, INC.
March 10, 2020 - March 1, 2024
PROSPERITY WEALTH MANAGEMENT, INC.
November 9, 2018 - March 1, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 7, 2018 - February 27, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 24, 2015 - December 14, 2018
OHANESIAN / LECOURS, INC.
July 24, 2015 - December 14, 2018
OHANESIAN / LECOURS, INC.
January 12, 2000 - July 29, 2015
MML INVESTORS SERVICES, LLC
April 1, 1991 - July 29, 2015
MML INVESTORS SERVICES, LLC
September 18, 1989 - March 11, 1991
MAIN STREET MANAGEMENT COMPANY
January 1, 1984 - June 6, 1989
WASHINGTON NATIONAL EQUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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