John W. Fuller

FULLER CAPITAL MANAGEMENT

FORT WORTH, TX 76116

Some features on this profile are disabled

CRD#: 1185531

Professional summary

John William Fuller, who also goes by Bill Fuller, is a registered financial advisor currently at FULLER CAPITAL MANAGEMENT, LLC located in Fort Worth, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. John has worked at 7 firms and has passed the Series 63, Series 3, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Fuller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FCM CEDAR HILL PARTNERS, LP, INVESTMENT RELATED, 6901 RIVER PARK CIRCLE, FORT WORTH, TX 76116,REAL ESTATE INVESTMENTS, GENERAL PARTNER, JANUARY 2011. FCM CEDAR HILL PARTNERS II, LP, INVESTMENT RELATED, 6901 RIVER PARK CIRCLE, FORT WORTH, TX 76116, REAL ESTATE INVESTMENTS, GENERAL PARTNER, JULY 2012. FCM CEDAR HILL PARTNERS III, LP, INVESTMENT RELATED, 6901 RIVER PARK CIRCLE, FORT WORTH, TX 76116, REAL ESTATE INVESTMENTS, GENERAL PARTNER, OCTOBER 2014. MAYFLY FUND 2X LP, INVESTMENT RELATED,6901 RIVER PARK CIRCLE, FORT WORTH, TX 76116, SECURITIES TRANSACTIONS, GENERAL PARTNER, JULY 2011.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Fuller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2003 - Present

FULLER CAPITAL MANAGEMENT, LLC

Office #1: 6901 River Park Circle, Fort Worth, TX 76116

RIA

CRD#: 115265

FORT WORTH, TX

Past

October 7, 1999 - March 26, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FT. WORTH, TX

Past

January 11, 1999 - October 5, 1999

INTERACTIVE PLANNING CORP.

CRD#: 40261

LEXINGTON, KY

Past

September 16, 1998 - December 31, 1998

AMERICA NORTHCOAST SECURITIES, INC.

CRD#: 16076

CLEVELAND, OH

Past

July 6, 1994 - September 22, 1998

R. H. YORK & COMPANY, INC.

CRD#: 30099

COVINGTON, KY

Past

June 11, 1984 - July 14, 1994

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

October 19, 1983 - December 24, 1984

BOARDWALK CAPITAL CORPORATION

CRD#: 10279

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/4/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/13/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/23/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/23/1994

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/1987

General Securities Principal Examination

Current Firm

FULLER CAPITAL MANAGEMENT, LLC

CRD#: 115265 / SEC#:

Texas

Registered Investment Advisory firm - (2/24/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6901 River Park Circle, Fort Worth, TX 76116-8465

Mailing Address

Phone number

(817) 735-8200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	152
AUM (Assets Under Management)	$ 25,536,988

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sean Leonard

LPL FINANCIAL LLC

IAR

Hurst, TX

James Moore

EDWARD JONES

IAR

Ft Worth, TX

Robert Shannon

BRAZOS WEALTH ADVISORS LLC

IAR

FORT WORTH, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John W. Fuller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Fuller's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

INTERACTIVE PLANNING CORP.

AMERICA NORTHCOAST SECURITIES, INC.

R. H. YORK & COMPANY, INC.

LPL FINANCIAL LLC

BOARDWALK CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 7/13/1987

Series 3

Date: 7/23/1985

Series 7

Date: 10/15/1983

Series 4

Date: 9/23/1994

Series 24

Date: 7/13/1987

Current Firm

FULLER CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FULLER CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors