George W. Macleod
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George William Macleod II, who also goes by George William Macleod, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1983. George had worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2012 - June 3, 2023
SILVER LEAF PARTNERS, LLC
March 29, 2011 - August 29, 2012
SHORELINE TRADING GROUP LLC
December 14, 2009 - September 9, 2010
BANC OF MANHATTAN CAPITAL
May 7, 2009 - November 30, 2009
MDB CAPITAL
May 9, 1997 - September 9, 2008
COUNTRYWIDE SECURITIES CORPORATION
May 17, 1995 - May 29, 1997
FIRST SOUTHWEST COMPANY, LLC
April 20, 1994 - May 10, 1995
ALEX. BROWN & SONS INCORPORATED
May 31, 1989 - March 28, 1994
KIDDER, PEABODY & CO. INCORPORATED
September 21, 1983 - April 6, 1989
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SILVER LEAF PARTNERS, LLC
CRD#: 126694 / SEC#: , 8-65902
Contact information
FINRA licenses (50 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
