JD
Jerry W. Dunnick
GWN SECURITIES
Delafield, WI 53018
Some features on this profile are disabled
CRD#: 1185229
JD
Professional summary
Jerry Wayne Dunnick is a registered financial advisor currently at GWN SECURITIES INC. located in Delafield, Wisconsin.
Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Jerry has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CITY OF DELAFIELD LAKE WELFARE COMMITTEE POSITION: COMMITTEE MEMBER NATURE: WATER WELFARE INVESTMENT RELATED: NO HOURS: 12 INVESTMENT RELATED HOURS: 5 START DATE: 06/01/2000 ADDRESS: 500 GENESSE ST, DELAFIELD WI 53018 DESCRIPTION: WATER ISSUES FOR LAKE NAGAWICKA AND SURRENDING AREA DUNNICK SNYDER ESSELMAN FINANCIAL LLC POSITION: REG REP NATURE: SELLING AND SERVICING OF INVESTMENTS FOR GWN SECURITIES, DBA INVESTMENT RELATED: YES NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 01/02/2017 ADDRESS: 19 CROSSROADS CT, #101, DELAFIELD WI 53018, UNITED STATES DESCRIPTION: SELLING AND SERVICING OF INVESTMENTS INCLUDING LIFE, HEALTH AND ANNUITIES. DELAFIELD LIONS CLUB POSITION: MEMBER NATURE: SUPPORT LOCAL CHARITIES AND RAISE MONEY FOR THE BLIND INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1997 ADDRESS: PO BOX 72, DELAFIELD WI 53018, UNITED STATES DESCRIPTION: MEMBER RENTAL PROPERTY POSITION: NONE NATURE: RENTAL PROPERTY INVESTMENT RELATED: NO NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 40 VIA HERMOSA, GREENBRAE CA 94904, UNITED STATES DESCRIPTION: NONE DUNNICK FINANCIAL LLC INVESTMENT RELATED; MEMBER; 160 A MONTH AND 0 DURING TRADING HOURS; START: 19 CRASSROADS CT #101 DELAFIELD WI 53018; COMPENSATION: OTHER START: 10/16/2016; DUTIES: DUNNICK LLC IS THE ENTITY USED FOR MY WORK LLC. ALL COMPENSATION FROM GWN IS PAID TO MY DUNNICK FINANCIAL LLC BANK ACCOUNT UNDER MY SOCIAL SECURITY NUMBER
CRS (Client Relationship Summary) - RIA
Click below to view Jerry Wayne Dunnick's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jerry Wayne Dunnick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2005 - Present
GWN SECURITIES INC.
Office #1: 19 Crossroads Ct. Suite 101, Delafield, WI 53018RIA
BD
CRD#: 128929
Delafield, WI
Current
January 31, 2005 - Present
GWN SECURITIES INC.
Office #1: 19 Crossroads Ct. Suite 101, Delafield, WI 53018RIA
BD
CRD#: 128929
Delafield, WI
Past
April 4, 2001 - January 31, 2005
PMG ASSET MANAGEMENT INC
RIA
CRD#: 110825
DELAFIELD , WI
Past
August 1, 2000 - January 31, 2005
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
November 27, 1995 - August 1, 2000
INVESTORS BROKERAGE SERVICES, INC.
BD
CRD#: 4257
ELGIN, IL
Past
July 12, 1994 - December 1, 1995
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
March 28, 1994 - June 16, 1994
INVESTORS BROKERAGE SERVICES, INC.
BD
CRD#: 4257
ELGIN, IL
Past
September 22, 1983 - July 29, 1986
BLUNT ELLIS & LOEWI INCORPORATED
BD
CRD#: 7580
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/9/2012)
RR
Illinois(1/31/2005)
RR
Iowa(2/28/2022)
RR
Minnesota(11/10/2006)
RR
Missouri(5/20/2008)
RR
Wisconsin(1/31/2005)
IAR
Wisconsin(1/31/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Delafield, WI 53018TRUST BUT VERIFY
Monitor Jerry Dunnick
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
