Sharon I. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Ireland Lewis, who also goes by Sharon Ireland Lewis Ms., was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1983. Sharon had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2011 - January 10, 2024
ALLIANCEBERNSTEIN L.P.
August 10, 2005 - January 10, 2024
SANFORD C. BERNSTEIN & CO., LLC
October 23, 2003 - June 28, 2005
OPPENHEIMER & CO. INC.
August 2, 1996 - October 20, 2003
CANACCORD GENUITY LLC
June 3, 1996 - July 19, 1996
SBC WARBURG, INC.
April 16, 1993 - June 3, 1996
S.G. WARBURG & CO. INC.
July 12, 1984 - March 22, 1993
SANFORD C. BERNSTEIN & CO., INC.
October 27, 1983 - August 22, 1984
LEHMAN BROTHERS INC.
October 19, 1983 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/9/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
