Walter J. Ebner
Professional summary
Walter James Ebner is a registered financial advisor currently at ECHO PRUDENT CAPITAL LLC located in Glenview, Illinois.
Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Walter has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 15, Series 5, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Walter James Ebner's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2022 - Present
ECHO PRUDENT CAPITAL LLC
November 1, 2003 - March 2, 2020
BMO CAPITAL MARKETS CORP.
July 14, 2003 - November 1, 2003
HARRIS NESBITT CORP.
January 3, 1991 - November 15, 1991
CONTINENTAL GLOBAL FINANCIAL CORPORATION
January 9, 1989 - August 22, 1989
LIT AMERICA, INC.
July 17, 1984 - March 22, 1988
SALOMON BROTHERS INC.
October 27, 1983 - August 14, 1984
LEHMAN BROTHERS INC.
October 20, 1983 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/2/2022)
(6/13/2022)
Exams
Series 15
Date: 8/29/1984
Foreign Currency Options ExaminationSeries 5
Date: 8/29/1984
Interest Rate Options ExaminationCurrent Firm
ECHO PRUDENT CAPITAL LLC
CRD#: 322141 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 18,350,000 |
Red Flags
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