James Trueman

BEDROCK INVESTMENT ADVISORS

Scottsdale, AZ 85260

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CRD#: 1185171

Professional summary

James Trueman, who also goes by James Peter Treuman, James P Trueman, James Peter Trueman, Jim Trueman, is a registered financial advisor currently at BEDROCK INVESTMENT ADVISORS located in Scottsdale, Arizona.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. James has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Peter Treuman | James P Trueman | James Peter Trueman | Jim Trueman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)JAMES TRUEMAN INDEPENDENT AGENT - AGENT/REP - INSURANCE AND FINANCIAL SERVICES - SINCE 02/2006 - AMHERST, NY.---

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Trueman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2025 - Present

BEDROCK INVESTMENT ADVISORS

Office #1: 7621 E. Gray Rd. Suite C., Scottsdale, AZ 85260

RIA

CRD#: 173131

Scottsdale, AZ

Past

May 27, 2020 - December 31, 2024

BEDROCK INVESTMENT ADVISORS

RIA

CRD#: 173131

Williamsville, NY

Past

January 31, 2006 - December 15, 2017

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

WILLIAMSVILLE, NY

Past

March 13, 1997 - February 2, 2006

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

August 1, 1980 - October 7, 1996

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/27/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/15/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/29/2006

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 8/1/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/29/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 6/26/1996

Investment Company Products/Variable Contracts Principal Examination

Current Firm

BEDROCK INVESTMENT ADVISORS

BEDROCK INVESTMENT ADVISORS | LUZENSKE, MICHAEL | BWM ADVISORY LLC | BEDROCK INVESTMENT ADVISORS, LLC. | BEDROCK INVESTMENT ADVISORS, INC.

CRD#: 173131 / SEC#: 801-108290

RIA

Registered Investment Advisory firm - (3/9/2021 Terminated)

Alabama

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Arizona

Registered Investment Advisory firm - (6/10/2020 Approved)

Florida

Registered Investment Advisory firm - (11/16/2020 Approved)

Georgia

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Illinois

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Kansas

Registered Investment Advisory firm - (2/2/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (12/6/2021 Terminated)

Michigan

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Missouri

Registered Investment Advisory firm - (9/7/2016 Terminated)

Nebraska

Registered Investment Advisory firm - (9/9/2016 Terminated)

New Mexico

Registered Investment Advisory firm - (7/27/2023 Terminated)

New York

Registered Investment Advisory firm - (12/31/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Oregon

Registered Investment Advisory firm - (12/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/29/2025 Approved)

Virginia

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Washington

Registered Investment Advisory firm - (3/2/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7621 E. Gray Rd. Suite C., Scottsdale, AZ 85260

Mailing Address

10869 N. Scottsdale Road Suite 103-272, Scottsdale, AZ 85254

Phone number

(800) 779-4183

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	224
AUM (Assets Under Management)	$ 49,768,046

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James Trueman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Trueman's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEDROCK INVESTMENT ADVISORS

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

EQUITY SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/27/2020

Series 63

Date: 10/17/1985

SIE

Date: 12/15/2017

Series 7

Date: 6/29/2006

Series 1

Date: 8/1/1980

Series 24

Date: 12/29/2006

Series 26

Date: 6/26/1996

Current Firm

BEDROCK INVESTMENT ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BEDROCK INVESTMENT ADVISORS

TRUST BUT VERIFY

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