Garrett S. Hoge
H FINANCIAL MANAGEMENT
Canonsburg, PA 15317
Some features on this profile are disabled
CRD#: 1185035
Professional summary
Garrett Stewart Hoge, CFP®, who also goes by Garrett Hoge, is a registered financial advisor currently at H FINANCIAL MANAGEMENT located in Canonsburg, Pennsylvania and OSAIC WEALTH, INC. located in Canonsburg, Pennsylvania.
Garrett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Garrett has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
What are your service offerings?
Tax Planning
Education Planning
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Estate Planning
Employee and Employer Plan Ben...
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
Garrett Hoge
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Appointment with multiple insurance carriers;not investment related;400 Southpointe Blvd,Suite 420,Canonsburg,PA 15317;life insurance;insurance agent;1/1/1970;8-12 hrs/month;2-3 hr/weekly;life insurance representative 2)SEVEN SPRINGS MOUNTAIN RESORT;NOT INVESTMENT RELATED;777 WATERWHEEL DR,SEVEN SPRINGS,PA 15622;SNOW SPORTS;SKI INSTRUCTOR;2012;20 HRS IN SEASON;0 HRS DURING TRADING;SKI INSTRUCTOR 3)Hoge Financial Services,LLC;not investment related;400 Southpointe Blvd,#420,Canonsburg,PA 15317;Hoge Financial Services, LLC dba H Financial Management;president/CEO;9/21/2021;160 hrs/month;varies during trading;business owner of Hoge Financial Services,LLC dba H Financial Managment 4)H Financial Management;investment related;400 Southpointe Blvd,#420,Canonsburg,PA 15317;investment/wealth advisory;president/wealth advisor;1/1/1980;varies;6.5 hrs during trading;president and wealth advisor for H Financial Management,dba Hoge Financial Services,Inc 5)The LaPlante Foundation;not investment related;700 Village Drive,Fairmont,WV 26554;charitable foundation;vice president;12/10/2020;4-6 hrs/month;varies during trading;serve as vice president on the board of the foundation, will assist the president on the operational side,will help to vet candidates for scholarships and may help to promote awareness of the foundation outside of my fiduciary responsibility to clients 6)Hoge Legacy,LLC;not investment related;400 Southpointe Blvd,Ste 420,Canonsburg,PA 15317;llc;owner;9/21/2021;0 hrs/month;0 hrs during trading;Hoge Legacy,LLC principally owns Hoge Financial Holdings,LLC which principally owns Hoge Financial Services,LLC dba H Financial Management 7)Hoge Financial Holdings,LLC;not investment related;400 Southpointe Blvd,Ste 420,Canonsburg,PA 15317;Hoge Financial Holdings,LLC is principally owned by Hoge Legacy,LLC;principal owner of Hoge Legacy,LLC;9/21/2021;0 hrs/month;0 hrs during trading;Hoge Financial Holdings, LLC principally owns Hoge Financial Services,LLC dba H Financial Management
CRS (Client Relationship Summary) - RIA
Click below to view Garrett Stewart Hoge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
February 24, 2009 - Present
H FINANCIAL MANAGEMENT
Office #1: 400 Southpointe Blvd. Plaza One, Suite 420, Canonsburg, PA 15317RIA
CRD#: 148209
Canonsburg, PA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 400 Southpointe Blvd. Plaza 1 Suite #420, Canonsburg, PA 15317RIA
BD
CRD#: 23131
CANONSBURG, PA
Past
June 16, 2009 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
CANONSBURG, PA
Past
January 1, 2004 - June 17, 2009
CETERA ADVISORS LLC
RIA
CRD#: 10299
CANONSBURG, PA
Past
January 1, 2004 - June 17, 2009
CETERA ADVISORS LLC
BD
CRD#: 10299
CANONSBURG, PA
Past
March 24, 2000 - January 1, 2004
VESTAX SECURITIES CORPORATION
RIA
CRD#: 10332
CANONSBURG, PA
Past
September 22, 1989 - November 13, 2001
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
January 11, 1989 - January 1, 2004
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
September 15, 1987 - January 20, 1989
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
Past
April 7, 1986 - January 26, 1988
FSC SECURITIES CORPORATION
BD
CRD#: 7461
Past
November 13, 1985 - March 20, 1986
ALLEGHENY INVESTMENTS, LTD.
BD
CRD#: 7597
Past
July 8, 1985 - November 15, 1985
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
Past
February 22, 1984 - December 9, 1985
GENERAL AMERICAN LIFE INSURANCE COMPANY
BD
CRD#: 3963
Past
November 30, 1983 - February 1, 1984
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
H FINANCIAL MANAGEMENT
H FINANCIAL MANAGEMENT | HOGE FINANCIAL SERVICES, LLC | HOGE FINANCIAL SERVICES, INC.
CRD#: 148209 / SEC#: 801-69665
RIA
Registered Investment Advisory firm - (2/20/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/23/2024)
RR
Arkansas(8/23/2024)
RR
California(8/23/2024)
RR
Colorado(8/23/2024)
RR
Connecticut(8/23/2024)
RR
Florida(8/23/2024)
RR
Georgia(8/23/2024)
RR
Maryland(8/23/2024)
RR
Michigan(8/23/2024)
RR
Mississippi(8/23/2024)
RR
New Hampshire(8/23/2024)
RR
New Jersey(8/23/2024)
RR
New Mexico(8/23/2024)
RR
New York(8/23/2024)
RR
North Carolina(8/23/2024)
RR
Ohio(8/23/2024)
IAR
Pennsylvania(2/24/2009)
RR
Pennsylvania(8/23/2024)
RR
South Carolina(8/23/2024)
IAR
Texas(8/25/2018)
RR
Texas(8/23/2024)
RR
Virginia(8/23/2024)
RR
West Virginia(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HF
H FINANCIAL MANAGEMENT
H FINANCIAL MANAGEMENT | HOGE FINANCIAL SERVICES, LLC | HOGE FINANCIAL SERVICES, INC.
CRD#: 148209 / SEC#: 801-69665
RIA
Registered Investment Advisory firm - (2/20/2009 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
400 Southpointe Blvd. Plaza One, Suite 420, Canonsburg, PA 15317
Mailing Address
Phone number
(724) 745-9406
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,589 |
| AUM (Assets Under Management) | $ 533,769,756 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
