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MF

Michael C. Franson

CLEARCREEK SECURITIES
Salt Lake City, UT 84111
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CRD#: 1184932
MF

Professional summary


Michael Carl Franson, who also goes by Mike Franson, is a registered financial professional currently at CLEARCREEK SECURITIES, LLC located in Salt Lake City, Utah.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mike Franson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Carl Franson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 23, 2018 - Present

CLEARCREEK SECURITIES, LLC

Office #1: 175 East 400 South, Suite 450, Salt Lake City, UT 84111Office #2: 1165 Delaware Street, Suite 130, Denver, CO 80204
BD
CRD#: 169774
Salt Lake City, UT
Past

June 26, 2014 - August 10, 2016

KPMG CORPORATE FINANCE LLC

BD
CRD#: 103973
DENVER, CO
Past

April 27, 2005 - July 1, 2014

ST. CHARLES CAPITAL, LLC

BD
CRD#: 133685
DENVER, CO
Past

December 31, 2000 - April 6, 2005

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

January 1, 1990 - December 31, 2000

THE WALLACH COMPANY, INC.

BD
CRD#: 15926
DENVER, CO
Past

October 24, 1983 - July 6, 1988

BOETTCHER & COMPANY, INC.

BD
CRD#: 101

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(4/23/2018)
RR
Utah
(1/5/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 12/5/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CS
CLEARCREEK SECURITIES, LLC
CLEARCREEK PARTNERS | HARRISON CO. SECURITIES | CLEARCREEK SECURITIES, LLC

CRD#: 169774 / SEC#: , 8-69393

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
1165 Delaware Street, Suite 130, Denver, CO 80204
Mailing Address
1165 Delaware Street, Suite 130, Denver, CO 80204
Phone number
(303) 383-1100
Established
Colorado since 09/11/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
CLEARCREEK PARTNERS, LLCMEMBER
KINZER, CAROL ANNFINOP4519471
OOMS, CASPAR ALEXANDERCEO AND CHIEF COMPLIANCE OFFICER5002938

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CLEARCREEK SECURITIES, LLC

CRD#: 169774Salt Lake City, UT 84111

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