Herald F. Stout
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herald Franklin Stout III, who also goes by Herald Franklin Stout, was a registered financial professional .
Herald is a previously registered financial professional and started their career in finance in 1997. Herald had worked at 1 firm and has passed the Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 1997 - January 4, 2000
IMPACT FINANCIAL NETWORK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IMPACT FINANCIAL NETWORK, INC.
CRD#: 17924 / SEC#: , 8-35942
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GUNDAKER/JORDAN AMERICAN HOLDINGS, INC. | PARENT COMPANY | |
| JORDAN, WALLACE NEAL | PRESIDENT, CEO, COO, CHIEF COMPLIANCE OFFICER | 1501163 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
