Walter Stewart Roberts Iii
Professional Summary
Walter Stewart Roberts III, who also goes by Stewart Roberts, was a registered financial advisor. Walter was a previously registered financial professional and started their career in finance 1985 - 2004. Walter had worked at 5 firms and has passed the Series 63, Series 55, Series 5, Series 15, Series 7, Series 4, Series 28, Series 24, Series 27 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stewart Roberts
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
MADISON CAPITAL ASSOCIATES, INC. | MADISON CAPITAL ASSOCIATES, LLC
Contact Information
Established
Delaware since 07/12/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DECENA GROUP, INC. | OWNER | — |
| ROBERTS, WALTER STEWART III | CHIEF COMPLIANCE OFFICER | — |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jul 1999Series 5 — Interest Rate Options Examination
Passed Mar 1985Series 15 — Foreign Currency Options Examination
Passed Mar 1985Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Aug 1999About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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