Mark Preisero
Professional summary
Mark Preisero, who also goes by Mark Preiser, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Brooklyn, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1983. Mark has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Preisero's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2016 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 29 Bay Ridge Ave Ste A, Brooklyn, NY 11220May 13, 2014 - December 16, 2014
J.P. TURNER & COMPANY, L.L.C.
June 30, 2006 - December 20, 2013
AMERITAS INVESTMENT COMPANY, LLC
May 2, 2005 - June 30, 2006
CARILLON INVESTMENTS, INC.
May 19, 2004 - May 4, 2005
OSAIC WEALTH, INC.
November 21, 2003 - May 21, 2004
VOYA FINANCIAL ADVISORS, INC.
February 25, 2003 - July 25, 2003
WILBANKS SECURITIES, INC.
September 18, 2000 - October 9, 2002
PRINCIPAL SECURITIES, INC.
September 28, 1983 - May 9, 2000
METROPOLITAN LIFE INSURANCE COMPANY
September 28, 1983 - May 9, 2000
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/18/2016)
(11/17/2016)
Exams
FINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
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