Lucy D. Barnett

BARNETT INVESTMENT COUNSEL

DENVER, CO 80210

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CRD#: 1184822

Professional summary

Lucy Darcel Barnett is a registered financial advisor currently at BARNETT INVESTMENT COUNSEL, LLC located in Denver, Colorado.

Lucy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Lucy has worked at 2 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucy Darcel Barnett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 1999 - Present

BARNETT INVESTMENT COUNSEL, LLC

Office #1: 2300 15th Street Suite 320, Denver, CO 80210

RIA

CRD#: 114583

DENVER, CO

Past

March 22, 1984 - April 6, 1984

FIRST FINANCIAL SECURITIES, INC.

CRD#: 6758

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/1/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

Current Firm

BARNETT INVESTMENT COUNSEL, LLC

BARNETT INVESTMENT COUNSEL, LLC | LUCY DARCEL BARNETT

CRD#: 114583 / SEC#:

Colorado

Registered Investment Advisory firm - (1/1/1999 Approved)

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Contact information

Main Address

Denver, CO

Mailing Address

Phone number

(303) 882-7036

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 7,000,000

Red Flags

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Lucy D. Barnett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucy Darcel Barnett's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARNETT INVESTMENT COUNSEL, LLC

FIRST FINANCIAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 3/17/1984

Current Firm

BARNETT INVESTMENT COUNSEL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARNETT INVESTMENT COUNSEL, LLC

TRUST BUT VERIFY

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