Steven A. Snapp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Allan Snapp, who also goes by Steven Allen Snapp, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1984. Steven had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2015 - January 16, 2019
LAGER & COMPANY, INC.
May 24, 2011 - June 10, 2013
INVESTMENT CENTERS OF AMERICA, INC.
May 17, 2011 - June 10, 2013
INVESTMENT CENTERS OF AMERICA, INC.
October 31, 2005 - May 19, 2011
OSAIC SERVICES, INC.
May 19, 1992 - October 31, 2005
SUNAMERICA SECURITIES, INC.
March 12, 1990 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
March 23, 1984 - March 9, 1990
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAGER & COMPANY, INC.
CRD#: 115213 / SEC#: 801-60553
Contact information
Regulatory assets under management
| Total Number of Accounts | 125 |
| AUM (Assets Under Management) | $ 34,750,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
