Thomas J. Brakke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joel Brakke, who also goes by Thomas J Brakke, Tom Brakke, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1990. Thomas had worked at 3 firms and has passed the Series 65, Series 7, Series 3 and Series 24 exams.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2014 - November 24, 2025
THE INVESTMENT ECOSYSTEM
February 27, 1990 - October 28, 1998
IDS LIFE INSURANCE COMPANY
February 27, 1990 - October 28, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
THE INVESTMENT ECOSYSTEM
CRD#: 146617 / SEC#:
Contact information
Red Flags
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