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EM

Edwin L. Mcclendon

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CRD#: 1184594
EM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edwin Leroy Mcclendon, who also goes by Edwin L Mcclendon, was a registered financial professional .

Edwin is a previously registered financial professional and started their career in finance in 1989. Edwin had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Edwin L Mcclendon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 3, 2008 - May 11, 2012

MCCLENDON, MORRISON & PARTNERS, INC.

BD
CRD#: 14684
CHICAGO, IL
Past

November 14, 2006 - December 31, 2008

TERRA NOVA FINANCIAL, LLC

BD
CRD#: 37761
CHICAGO, IL
Past

March 20, 2000 - October 3, 2001

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL
Past

June 8, 1998 - March 24, 2000

ADVEST, INC.

BD
CRD#: 10
HARTFORD, CT
Past

June 6, 1996 - February 13, 1998

HARRIS NESBITT CORP.

BD
CRD#: 7299
CHICAGO, IL
Past

March 11, 1996 - June 4, 1996

KROLL SECURITIES LLC

BD
CRD#: 36927
CHICAGO, IL
Past

October 30, 1992 - February 9, 1996

WINGSPAN INVESTMENT SERVICES

BD
CRD#: 17516
CHICAGO, IL
Past

September 10, 1990 - November 13, 1990

BANC ONE CAPITAL MARKETS, INC.

BD
CRD#: 23065
CHICAGO, IL
Past

August 21, 1989 - August 3, 1999

O.M. CAPITAL MANAGEMENT, INC.

BD
CRD#: 25217

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/14/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


MM
MCCLENDON, MORRISON & PARTNERS, INC.
GRO CORPORATION | RUSHTRADE SECURITIES, INC. | RUSHTRADE SECURITIES | MCCLENDON, MORRISON & PARTNERS, INC.

CRD#: 14684 / SEC#: , 8-30141

BD
Terminated by SEC on 06/10/2012
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 07/08/1983
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
MCCLENDON, MORRISON & PARTNERS, LLCOWNER
MCCLENDON, EDWIN LEROYCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER & EXECUTIVE REPRESENTATIVE1184594
MEGENITY, MELANIE PROCTORFINOP4465319

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MCCLENDON, MORRISON & PARTNERS, INC.

CRD#: 14684

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