Kenneth S. Schaper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Scott Schaper, CLU®, who also goes by Kenneth Scott Neil, Ken Schaper, Kenneth Schaper, Neil Schaper, Scott Schaper, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1984. Kenneth had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2015 - December 31, 2015
FARMERS FINANCIAL SOLUTIONS, LLC
September 22, 2014 - July 6, 2015
FARMERS FINANCIAL SOLUTIONS, LLC
November 13, 2002 - July 28, 2003
PARK AVENUE SECURITIES LLC
September 6, 2001 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
September 6, 2001 - October 15, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 10, 1997 - April 22, 1998
SII INVESTMENTS, INC.
March 2, 1989 - December 31, 1995
ROBERT W. BAIRD & CO. INCORPORATED
March 2, 1989 - January 31, 1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 21, 1987 - February 1, 1989
TRANSAMERICA SECURITIES SALES CORPORATION
May 5, 1986 - February 1, 1989
TRANSAMERICA FINANCIAL ADVISORS, INC.
December 4, 1984 - June 21, 1985
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
