William F. Marshall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Frederick Marshall was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 3 firms and has passed the SIE, Series 7, Series 27, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 1988 - April 26, 2016
FIRST WINSTON SECURITIES, INC.
June 25, 1987 - January 14, 1988
J. LEE PEELER & COMPANY, INC.
September 14, 1983 - March 30, 1987
ROGERS & LAMB
State Registrations and Notice Filings
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Exams
Current Firm
FIRST WINSTON SECURITIES, INC.
CRD#: 21538 / SEC#: , 8-38999
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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