Randy L. Immeker

COMPASS LIGHTHOUSE CAPITAL

Orange City, IA 51041

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CRD#: 1184347

Professional summary

Randy Lee Immeker, CFP® is a registered financial advisor currently at COMPASS LIGHTHOUSE CAPITAL, LLC located in Orange City, Iowa.

Randy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Randy has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RANDY L. IMMEKER. HEALTH INSURANCE. 5%. AGENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Lee Immeker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

January 22, 2021 - Present

COMPASS LIGHTHOUSE CAPITAL, LLC

Office #1: 105 Albany Avenue Se, Orange City, IA 51041

RIA

CRD#: 312634

Orange City, IA

Past

November 20, 2019 - February 1, 2021

COMPASS LIGHTHOUSE CAPITAL, LLC

RIA

CRD#: 306612

ORANGE CITY, IA

Past

September 21, 2010 - November 4, 2019

NORTHWEST WEALTH MANAGEMENT, LLC

RIA

CRD#: 152816

SIOUX CENTER, IA

Past

January 5, 2006 - September 7, 2010

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

SIOUX CENTER, IA

Past

January 5, 2006 - September 7, 2010

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

SIOUX CENTER, IA

Past

January 1, 1999 - January 4, 2006

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

ORANGE CITY, IA

Past

August 25, 1983 - January 4, 2006

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(1/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/24/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/12/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/13/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COMPASS LIGHTHOUSE CAPITAL, LLC

COMPASS LIGHTHOUSE CAPITAL | IOWA STATE BANK | COMPASS LIGHTHOUSE CAPITAL, LLC

CRD#: 312634 / SEC#:

Iowa

Registered Investment Advisory firm - (1/22/2021 Approved)

Texas

Registered Investment Advisory firm - (11/8/2021 Conditional Restricted)

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Contact information

Main Address

105 Albany Avenue Se, Orange City, IA 51041

Mailing Address

Phone number

(712) 737-4818

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	225
AUM (Assets Under Management)	$ 76,641,320

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Randy L. Immeker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Lee Immeker's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS LIGHTHOUSE CAPITAL, LLC

NORTHWEST WEALTH MANAGEMENT, LLC

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/24/1997

Series 63

Date: 10/3/1983

Series 7

Date: 7/12/1997

Series 6

Date: 8/13/1983

Current Firm

COMPASS LIGHTHOUSE CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COMPASS LIGHTHOUSE CAPITAL, LLC

TRUST BUT VERIFY

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