William C. Weber

ARCATAUR CAPITAL MANAGEMENT LLC

Milwaukee, WI 53203

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CRD#: 1184153

Professional summary

William Charles Weber is a registered financial advisor currently at ARCATAUR CAPITAL MANAGEMENT LLC located in Milwaukee, Wisconsin.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. William has worked at 5 firms and has passed the Series 63, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Charles Weber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2008 - Present

ARCATAUR CAPITAL MANAGEMENT LLC

Office #1: 826 North Plankinton Avenue, Suite 300, Milwaukee, WI 53203

RIA

CRD#: 124663

Milwaukee, WI

Past

May 1, 2001 - July 1, 2002

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

January 8, 1999 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

November 28, 1997 - December 11, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 21, 1983 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARCATAUR CAPITAL MANAGEMENT LLC

CRD#: 124663 / SEC#: 801-100352

RIA

Registered Investment Advisory firm - (6/15/2015 Approved)

Illinois

Registered Investment Advisory firm - (6/15/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/18/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(3/27/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/2/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 5

Date: 12/20/1983

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 9/17/1983

General Securities Representative Examination

Current Firm

ARCATAUR CAPITAL MANAGEMENT LLC

CRD#: 124663 / SEC#: 801-100352

RIA

Registered Investment Advisory firm - (6/15/2015 Approved)

Illinois

Registered Investment Advisory firm - (6/15/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/18/2015 Terminated)

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Contact information

Main Address

826 North Plankinton Avenue, Suite 300, Milwaukee, WI 53203

Mailing Address

Phone number

(414) 225-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/13/2025)

Regulatory assets under management

Total Number of Accounts	708
AUM (Assets Under Management)	$ 403,608,166

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William C. Weber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Charles Weber's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES INC.

JPMSI

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

Primary Firm SEC Registration

ARCATAUR CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/2/1983

Series 5

Date: 12/20/1983

Series 7

Date: 9/17/1983

Current Firm

ARCATAUR CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARCATAUR CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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