Francis P. Murphy

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CRD#: 1184139

Professional summary

Francis Patrick Murphy JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Francis is a previously registered financial advisor and started their career in finance in 1983. Prior to being barred, Francis had worked at 8 firms, which includes COMPREHENSIVE CAPITAL MANAGEMENT INC., MUNRO ASSET MANAGEMENT L.L.C., APW CAPITAL INC., LPL FINANCIAL LLC, A. G. EDWARDS & SONS INC., CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., JANNEY MONTGOMERY SCOTT LLC.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 9, 2007 - April 18, 2013

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 119890

NEW LONDON, CT

Past

January 26, 2007 - June 29, 2007

MUNRO ASSET MANAGEMENT L.L.C.

RIA

CRD#: 141851

NEW LONDON, CT

Past

November 16, 2006 - August 24, 2012

APW CAPITAL, INC.

CRD#: 43814

NEW LONDON, CT

Past

April 15, 2002 - November 13, 2006

LPL FINANCIAL LLC

RIA

CRD#: 6413

NEW LONDON, CT

Past

April 8, 2002 - November 13, 2006

LPL FINANCIAL LLC

CRD#: 6413

NEW LONDON, CT

Past

November 14, 1994 - April 20, 2000

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

July 31, 1993 - December 14, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 25, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 18, 1983 - July 29, 1988

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

CRD#: 119890 / SEC#: 801-61068

RIA

Registered Investment Advisory firm - (4/19/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/7/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/6/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/6/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/21/2003

General Securities Principal Examination

Current Firm

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

CRD#: 119890 / SEC#: 801-61068

RIA

Registered Investment Advisory firm - (4/19/2002 Approved)

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Contact information

Main Address

100 Enterprise Drive, Suite 504, Rockaway, NJ 07866

Mailing Address

Phone number

(973) 394-0404

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CCM ADV 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	2,105
AUM (Assets Under Management)	$ 71,040,110

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Francis P. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MUNRO ASSET MANAGEMENT L.L.C.

APW CAPITAL, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

A. G. EDWARDS & SONS, INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

JANNEY MONTGOMERY SCOTT LLC

Primary Firm SEC Registration

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/7/1992

Series 63

Date: 12/6/1983

Series 3

Date: 11/6/1992

Series 7

Date: 10/15/1983

Series 24

Date: 2/21/2003

Current Firm

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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