James Wade Higley
Professional Summary
James Wade Higley is a registered financial advisor currently at EAMES FINANCIAL located in Florham Park, New Jersey. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. James has worked at 3 firms and has passed the Series 63, Series 2 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
EAMES FINANCIAL | NONE | HIGLEY, JAMES, W.
Contact Information
Main Address
Florham Park, NJPhone Number
(973) 539-2855# of Employees
1SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
50AUM (Assets Under Management)
$179,500,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
EAMES FINANCIAL | NONE | HIGLEY, JAMES, W.
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Feb 1995Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Wade Higley's CRS (Customer Relationship Summary).
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