Dennis A. Prentice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Alan Prentice was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1983. Dennis had worked at 2 firms and has passed the Series 65, Series 63 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2004 - July 27, 2007
COUNTRY TRUST BANK
July 27, 1983 - September 15, 2023
COUNTRY CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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