CR
Craig G. Richman
KESTRA ADVISORY SERVICES
Parkland, FL
Some features on this profile are disabled
CRD#: 1183507
CR
Professional summary
Craig Gary Richman is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Parkland, Florida and KESTRA INVESTMENT SERVICES, LLC located in Parkland, Florida.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Craig has worked at 7 firms and has passed the Series 63, SIE, Series 62, Series 22, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/06/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: CRAIG RICHMAN YOGA POSITION: Registered Yoga Teacher NATURE: Yoga Teacher INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2013 ADDRESS: 7638 North Blue Spring Drive, Parkland FL 33067, United States DESCRIPTION: Yoga Instruction Name: RICHMAN CAPITAL MANAGEMENT POSITION: President NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 08/26/1982 ADDRESS: 7638 North Blue Spring Drive, Parkland FL 33067, United States DESCRIPTION: Owner and operator of Craig G. Richman, P.A., dba Richman Capital Management
CRS (Client Relationship Summary) - RIA
Click below to view Craig Gary Richman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Parkland, FL
Current
August 18, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Parkland, FL
Past
August 9, 1999 - December 31, 2010
RICHMAN CAPITAL MANAGEMENT
RIA
CRD#: 142249
BOCA RATON, FL
Past
March 13, 1998 - August 19, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Parkland, FL
Past
February 23, 1998 - August 19, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Parkland, FL
Past
March 23, 1994 - February 23, 1998
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
September 29, 1993 - March 14, 1994
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
August 8, 1984 - September 2, 1993
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/22/2025)
RR
California(8/18/2025)
RR
Colorado(8/18/2025)
RR
Connecticut(8/18/2025)
RR
District of Columbia(8/18/2025)
RR
Florida(8/19/2025)
IAR
Florida(8/22/2025)
RR
Georgia(8/19/2025)
RR
Illinois(8/21/2025)
RR
Maine(8/18/2025)
RR
Maryland(8/18/2025)
RR
New Jersey(8/18/2025)
RR
New York(8/18/2025)
RR
North Carolina(8/21/2025)
RR
Oklahoma(8/18/2025)
RR
Washington(8/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 1/22/2004
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
