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Kevin Eugene Mullin

CRD# 1183299·Registered 1983 - 1987
Previously Registered: Being a previously registered professional could mean that Kevin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kevin Eugene Mullin was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 1983 - 1987. Kevin had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

JEBB CHARLESTON EQUITIES, INC.·CRD# 17749
BD
December 24, 1986 - July 2, 1987
BUTCHER & SINGER INC.·CRD# 6517
BD
July 2, 1984 - January 25, 1985
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
Colts Neck, NJ
September 23, 1983 - June 29, 1984

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Current Firm

JC
JEBB CHARLESTON EQUITIES, INC.

JEBB CHARLESTON EQUITIES, INC.

CRD#: 17749 / SEC#: 8-35769
BD
Cancelled by FINRA on 09/26/1988

Contact Information

Established

Delaware since 02/15/1986

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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