Catherine W. Yox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine Whisenhunt Yox, who also goes by Catherine Whisenhunt Henderson, Catherine Henderson, Cathy S Henderson, Cathy W Henderson, was a registered financial professional .
Catherine is a previously registered financial professional and started their career in finance in 1983. Catherine had worked at 6 firms and has passed the Series 63, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 1991 - December 15, 1995
DEVON RESOURCES FINANCIAL CORPORATION
April 1, 1991 - May 24, 1991
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 28, 1987 - April 1, 1991
PW SECURITIES, INC.
February 12, 1987 - August 1, 1987
PRUDENTIAL EQUITY GROUP, LLC
July 23, 1986 - February 12, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 10, 1983 - July 18, 1984
CLEMENTS SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DEVON RESOURCES FINANCIAL CORPORATION
CRD#: 23776 / SEC#: , 8-41196
Contact information
Documents
Red Flags
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