Richard C. Corse

WESTMONT CAPITAL ADVISORS

Dallas, TX

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CRD#: 1182591

Professional summary

Richard Charles Corse, who also goes by Ricky Charles Corse, Ricky Corse, is a registered financial advisor currently at WESTMONT CAPITAL ADVISORS, LLC located in Dallas, Texas.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Richard has worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ricky Charles Corse | Ricky Corse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: CORSE CONSULTING, INC. NATURE OF BUSINESS: MANAGEMENT CONSULTING, INVESTMENT BANKING, AND LITIGATION SUPPORT DUTIES: RESPONSIBLE FOR ALL CORPORATE ACTIVITIES AND OPERATIONS DATE STARTED: 01/1987 ESTIMATED HOURS PER MONTH DEVOTED TO ACTIVITY: 80 NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 3 NAME: CORSE PROPERTIES NATURE OF BUSINESS: INVESTMENT COMPANY DUTIES: RESPONSIBLE FOR ALL CORPORATE ACTIVITIES AND OPERATIONS DATE STARTED: 01/1981 ESTIMATED HOURS PER MONTH DEVOTED TO ACTIVITY: 10 NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 1

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Charles Corse's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2012 - Present

WESTMONT CAPITAL ADVISORS, LLC

RIA

CRD#: 165910

Dallas, TX

Past

June 21, 2012 - September 21, 2012

BFC PLANNING, INC.

RIA

CRD#: 119682

DALLAS, TX

Past

June 21, 2012 - September 21, 2012

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

DALLAS, TX

Past

January 6, 2005 - June 21, 2012

MILKIE/FERGUSON INVESTMENTS, INC.

RIA

CRD#: 17606

DALLAS, TX

Past

January 3, 2005 - June 21, 2012

MILKIE/FERGUSON INVESTMENTS, INC.

CRD#: 17606

DALLAS, TX

Past

January 3, 2000 - December 31, 2004

CULLUM & BURKS SECURITIES, INC.

CRD#: 46600

DALLAS, TX

Past

August 4, 1997 - December 31, 1999

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

September 16, 1991 - August 12, 1997

CULLUM & SANDOW SECURITIES, INC.

CRD#: 15836

DALLAS, TX

Past

April 25, 1986 - September 23, 1989

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

December 23, 1985 - November 17, 1986

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

October 8, 1985 - April 16, 1986

O. R. SECURITIES, INC.

CRD#: 10216

Past

May 17, 1985 - October 8, 1985

WZW FINANCIAL SERVICES, INC.

CRD#: 5717

Past

August 30, 1983 - May 17, 1985

J.V. ACE & COMPANY, INC.

CRD#: 13528

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/8/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/12/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/2/1985

General Securities Principal Examination

Current Firm

WESTMONT CAPITAL ADVISORS, LLC

CRD#: 165910 / SEC#:

Texas

Registered Investment Advisory firm - (11/8/2012 Approved)

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Contact information

Main Address

Dallas, TX

Mailing Address

Phone number

(972) 661-0405

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	52
AUM (Assets Under Management)	$ 43,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard C. Corse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Charles Corse's CRS (Customer Relationship Summary).

Certified licenses

Experience

BFC PLANNING, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

MILKIE/FERGUSON INVESTMENTS, INC.

MILKIE/FERGUSON INVESTMENTS, INC.

CULLUM & BURKS SECURITIES, INC.

MOMENTUM INDEPENDENT NETWORK INC.

CULLUM & SANDOW SECURITIES, INC.

MOMENTUM INDEPENDENT NETWORK INC.

HILLTOP SECURITIES INC.

O. R. SECURITIES, INC.

WZW FINANCIAL SERVICES, INC.

J.V. ACE & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1999

Series 63

Date: 9/12/1983

Series 7

Date: 8/20/1983

Series 24

Date: 8/2/1985

Current Firm

WESTMONT CAPITAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WESTMONT CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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