RC

Richard C. Corse

WESTMONT CAPITAL ADVISORS
Dallas, TX
Some features on this profile are disabled
CRD#: 1182591
RC

Professional summary


Richard Charles Corse, who also goes by Ricky Charles Corse, Ricky Corse, is a registered financial advisor currently at WESTMONT CAPITAL ADVISORS, LLC located in Dallas, Texas.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Richard has worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ricky Charles Corse | Ricky Corse

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Richard Charles Corse's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 8, 2012 - Present

WESTMONT CAPITAL ADVISORS, LLC

RIA
CRD#: 165910
Dallas, TX
Past

June 21, 2012 - September 21, 2012

BFC PLANNING, INC.

RIA
CRD#: 119682
DALLAS, TX
Past

June 21, 2012 - September 21, 2012

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
DALLAS, TX
Past

January 6, 2005 - June 21, 2012

MILKIE/FERGUSON INVESTMENTS, INC.

RIA
CRD#: 17606
DALLAS, TX
Past

January 3, 2005 - June 21, 2012

MILKIE/FERGUSON INVESTMENTS, INC.

BD
CRD#: 17606
DALLAS, TX
Past

January 3, 2000 - December 31, 2004

CULLUM & BURKS SECURITIES, INC.

BD
CRD#: 46600
DALLAS, TX
Past

August 4, 1997 - December 31, 1999

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
DALLAS, TX
Past

September 16, 1991 - August 12, 1997

CULLUM & SANDOW SECURITIES, INC.

BD
CRD#: 15836
DALLAS, TX
Past

April 25, 1986 - September 23, 1989

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
DALLAS, TX
Past

December 23, 1985 - November 17, 1986

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

October 8, 1985 - April 16, 1986

O. R. SECURITIES, INC.

BD
CRD#: 10216
Past

May 17, 1985 - October 8, 1985

WZW FINANCIAL SERVICES, INC.

BD
CRD#: 5717
Past

August 30, 1983 - May 17, 1985

J.V. ACE & COMPANY, INC.

BD
CRD#: 13528

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(11/8/2012)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/30/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


WC
WESTMONT CAPITAL ADVISORS, LLC
WESTMONT CAPITAL ADVISORS, LLC

CRD#: 165910 / SEC#:

Texas
Registered Investment Advisory firm - (11/8/2012 Approved)
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Contact information


Main Address
Dallas, TX
Mailing Address
Phone number
(972) 661-0405
Established
Firm type
Fiscal year end
# of Employees
2

Regulatory assets under management


Total Number of Accounts52
AUM (Assets Under Management)$ 43,200,000

Red Flags


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Company Information


WESTMONT CAPITAL ADVISORS, LLC

CRD#: 165910Dallas, TX

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