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JM

James Albert Martin Ii

INTEGRITY CAPITAL
Fort Wayne, IN
·CRD# 1182483·43 years registered

Professional Summary

James Albert Martin II is a registered financial advisor currently at INTEGRITY CAPITAL, LLC located in Fort Wayne, Indiana. James is registered as a RR (Registered Representative) and started their career in finance in 1983. James has worked at 9 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 2 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years registered in the securities industry

Current & Past Employments

Current

INTEGRITY CAPITAL, LLCCurrent·CRD# 285198
BD
888 S Harrison St., Suite 900, Fort Wayne, IN 46802
January 31, 2025 - Present

Past

FIRST PALLADIUM, LLCPast·CRD# 289822
BD
Fort Wayne, IN
May 10, 2019 - January 31, 2025
MERCAP SECURITIES, LLCPast·CRD# 156607
BD
Atlanta, GA
September 13, 2013 - December 4, 2017
KESTRA INVESTMENT SERVICES, LLCPast·CRD# 42046
BD
Haddonfield, NJ
January 24, 2011 - July 24, 2013
HAZARD & SIEGEL, INC.Past·CRD# 2048
BD
Marlton, NJ
June 11, 2010 - December 31, 2010
QUESTAR CAPITAL CORPORATIONPast·CRD# 43100
BD
Voorhees, NJ
December 1, 2006 - June 20, 2008
USALLIANZ SECURITIES, INC.Past·CRD# 40875
BD
Voorhees, NJ
September 9, 1997 - December 1, 2006
TOWER SQUARE SECURITIES, INC.Past·CRD# 833
BD
El Segundo, CA
April 10, 1996 - December 31, 1996
TOWER SQUARE SECURITIES, INC.Past·CRD# 833
BD
El Segundo, CA
April 16, 1991 - April 22, 1994
TOWER SQUARE SECURITIES, INC.Past·CRD# 833
BD
El Segundo, CA
October 3, 1988 - January 4, 1991
AETNA LIFE INSURANCE AND ANNUITY COMPANYPast·CRD# 13256
BD
August 25, 1983 - March 3, 1987

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Current Firm

IC
INTEGRITY CAPITAL, LLC

ANNEXUS SECURITIES, LLC | INTEGRITY CAPITAL, LLC

CRD#: 285198 / SEC#: 8-69829
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Mailing Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Phone Number

(480) 321-8992

Established

Delaware since 08/05/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
INTEGRITY WEALTH, LLCMEMBER—
BAKER, ANDREA KPRINCIPAL FINANCIAL OFFICER5533991
BAKER, ANDREA KFINOP5533991
BAKER, ANDREA KCHIEF FINANCIAL OFFICER5533991
BAKER, ANDREA KPRINCIPAL OPERATIONS OFFICER5533991
DENHAM, ERIC TODDPRESIDENT1812039
PATTERSON, GINNIE SUZANNECHIEF COMPLIANCE OFFICER6329958

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(1/31/2025)
RR
Virginia
(10/15/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1989About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1989About the Series 7 exam

Series 2 — Non-Member General Securities Examination

Passed Feb 1983

Series 24 — General Securities Principal Examination

Passed Jan 1999About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view James Albert Martin II's CRS (Customer Relationship Summary).

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