Richard E. Bordelon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Edwin Bordelon, who also goes by Richard Bordelon, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1983. Richard had worked at 9 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2007 - May 2, 2022
ENTRUST INVESTMENT MANAGEMENT LLC
February 9, 2007 - May 2, 2022
GRAHAM, BORDELON, GOLSON & GILBERT, INC.
December 14, 1998 - May 2, 2022
TRIAD ADVISORS LLC
January 31, 1997 - December 16, 1998
OSAIC WEALTH, INC.
September 28, 1988 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
October 29, 1985 - October 12, 1988
FSC SECURITIES CORPORATION
April 23, 1984 - December 23, 1985
NEW ENGLAND SECURITIES
October 17, 1983 - March 5, 1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 17, 1983 - March 5, 1984
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ENTRUST INVESTMENT MANAGEMENT LLC
CRD#: 111283 / SEC#: 801-56888
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 12,703,993 |
Red Flags
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