Brian W. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian William Mcdonald was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1983. Brian had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 26 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2015 - April 2, 2018
PERSHING LLC
May 17, 2012 - June 24, 2016
BNY MELLON SECURITIES CORPORATION
August 4, 2006 - March 30, 2012
FORESIDE FUNDS DISTRIBUTORS LLC
October 15, 2002 - October 29, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 9, 2002 - August 15, 2002
NEW ENGLAND SECURITIES
November 20, 2001 - February 6, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 30, 2000 - April 11, 2001
ONECORE SECURITIES, INC.
October 21, 1996 - March 22, 2000
KOBREN INSIGHT BROKERAGE, INC
May 2, 1991 - September 6, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 2, 1991 - September 6, 1996
SIGNATOR INVESTORS, INC.
April 18, 1990 - November 20, 1990
AMUNDI DISTRIBUTOR US, INC.
June 3, 1988 - December 15, 1989
WORLD INVEST CORPORATION
August 31, 1987 - June 21, 1988
LINSCO FINANCIAL GROUP, INC.
September 6, 1984 - September 16, 1987
FIDELITY BROKERAGE SERVICES LLC
November 1, 1983 - December 5, 1984
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERSHING LLC
CRD#: 7560 / SEC#: , 8-17574
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERSHING GROUP LLC | HOLDING COMPANY | |
| BADGER, ERIC CHRISTOPHER | BOARD MEMBER | 8040351 |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | BOARD MEMBER, PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| KEARNEY, JAMES FRANCIS III | BOARD MEMBER | 6388373 |
| LOFLING, JASON ROBERT | BOARD MEMBER, CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 5177277 |
| MAJIYAGBE, ELIZABETH OLAIDE | BOARD MEMBER | 7013772 |
| O'LAUGHLEN, VICTOR FRANCIS JR | BOARD MEMBER | 8041737 |
| SIMMONDS, AINSLIE JANE | BOARD MEMBER | 6047968 |
| VITALE, JASON DOMINICK | BOARD MEMBER | 8038160 |
| YOUNG, LYNN MARIE | CHIEF COMPLIANCE OFFICER | 1982726 |
Disclosures
| Regulatory Event | 74 |
| Arbitration | 32 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
