Gene C. Foland
Professional summary
Gene Clark Foland was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gene is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Gene had worked at 9 firms, which includes KOCHCAPITAL, MORGAN GLADSTONE & CO. INC., WELLSHIRE SECURITIES INC., U.S. ADVISORS INC., GRAYSTONE NASH INC., F.D. ROBERTS SECURITIES INC., WEAVER JOHNSON & COMPANYINC., WAINWRIGHT AUSTIN STONE & CO., GREENTREE SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 1990 - December 19, 1990
KOCHCAPITAL
July 7, 1989 - December 13, 1989
MORGAN GLADSTONE & CO. INC.
May 15, 1989 - July 15, 1989
WELLSHIRE SECURITIES, INC.
March 3, 1989 - May 25, 1989
U.S. ADVISORS, INC.
January 18, 1986 - December 20, 1988
GRAYSTONE NASH, INC.
January 3, 1986 - January 27, 1986
F.D. ROBERTS SECURITIES, INC.
September 3, 1985 - January 28, 1986
WEAVER JOHNSON & COMPANY,INC.
June 28, 1985 - September 17, 1985
WAINWRIGHT, AUSTIN, STONE & CO.
October 2, 1984 - June 3, 1985
GRAYSTONE NASH, INC.
November 22, 1983 - October 1, 1984
GREENTREE SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
KOCHCAPITAL
CRD#: 21038 / SEC#: , 8-38918
Contact information
Documents
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