Terence P. Mulrooney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terence Patrick Mulrooney was a registered financial professional .
Terence is a previously registered financial professional and started their career in finance in 1990. Terence had worked at 4 firms and has passed the Series 63, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 1993 - May 17, 1994
GLENFED BROKERAGE SERVICES
February 16, 1993 - June 18, 1993
FIRST UNION BROKERAGE SERVICES, INC.
June 25, 1990 - April 15, 1991
LEHMAN BROTHERS INC.
February 16, 1990 - June 22, 1990
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
GLENFED BROKERAGE SERVICES
CRD#: 13648 / SEC#: , 8-29578
Contact information
Documents
Red Flags
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