Rajeev Seshadri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rajeev Seshadri was a registered financial professional .
Rajeev is a previously registered financial professional and started their career in finance in 1986. Rajeev had worked at 3 firms and has passed the Series 63, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 1988 - December 31, 1988
TRI-BRADLEY INVESTMENTS
February 22, 1988 - May 20, 1988
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
March 20, 1986 - April 14, 1987
K.A. KNAPP & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
TRI-BRADLEY INVESTMENTS
CRD#: 14208 / SEC#: , 8-30394
Contact information
Documents
Red Flags
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