Roger W. Christoph
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger William Christoph was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1983. Roger had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 1999 - February 22, 2018
KEYSTONE INVESTMENT ADVISORS, LLC.
August 21, 1998 - January 7, 2008
ARETE WEALTH MANAGEMENT, LLC
August 10, 1995 - February 5, 1998
SHEPHERD FINANCIAL GROUP, LLC
April 2, 1984 - December 12, 1995
CHRISTOPH SECURITIES, INC.
August 24, 1983 - March 6, 1984
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
KEYSTONE INVESTMENT ADVISORS, LLC.
CRD#: 108782 / SEC#:
Contact information
Red Flags
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