Coleen D. Trimble
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Coleen Diane Trimble was a registered financial professional .
Coleen is a previously registered financial professional and started their career in finance in 1983. Coleen had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2018 - July 20, 2021
DEMARCHE
December 6, 1994 - July 20, 2021
DEMARCHE
September 23, 1983 - September 30, 1992
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
DEMARCHE
CRD#: 145851 / SEC#: 801-68693
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DEMARCHE
CRD#: 145851 / SEC#: 801-68693
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 185,292,808 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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